Financial Literacy Day: Session II – Quantitative Measurement in the Stock Market

VIDEO April 7, 2018

Speaker / Author

Katie Stockton

Founder and Managing Partner, Fairlead Strategies, LLC

Katie Stockton is Founder and Managing Partner of Fairlead Strategies, LLC, an independent research provider that provides technical analysis to institutional investors. Her technical strategy research adheres to a top-down approach, employing multiple indicators to help clients identify opportunities and manage risk. Prior to forming Fairlead Strategies, Ms. Stockton served as Chief Technical Strategist for BTIG for four years and was Chief Market Technician at MKM Partners for nine years. Previously, she was a technical analyst for Morgan Stanley and Wit Soundview. Ms. Stockton received her Chartered Market Technician (CMT) designation in 2001, and later joined the board of the ... Read More

Leo Chen

Portfolio Manager & Quantitative Strategist, Cumberland Advisors

Dr. Leo Chen joined Cumberland Advisors as a consultant in 2014 and became a portfolio manager in 2016. Dr. Chen is an investment adviser representative. He is also a visiting professor of finance at the University of South Florida. Dr. Chen holds a Ph.D. degree in finance from the University of South Florida and a B.A. degree in economics from the University of Rochester. In 2010, he was a research scholar in mathematics at the Fields Institute for Research in Mathematical Sciences. Dr. Chen specializes in quantitative analysis, particularly in time-series empirical research. He also works in areas such as stochastic ... Read More

Alison Gardner

Senior Vice President – Financial Advisor, RBC Wealth Management

Alison Gardner has enjoyed 35 years in the financial services industry. She is Senior Vice President in the Wealth Management division and, as a Senior Portfolio Manager, utilizes quality fundamentals with a rules-based technical overlay for performance, risk management and to remove emotion. She maintains a rigorous focus on both analytics and investment knowledge. Starting her financial advising career in the early 80’s has given her plenty of experience with both fear and greed. This has shaped her belief that risk management and capital preservation can be achieved through a combination of investment counsel, advanced planning and relationship management. Prior to choosing ... Read More